That 401(k) Podcast

#15: That One About Private Equity and M&A

Ary Rosenbaum (The Rosenbaum Law Firm P.C. and that401ksite.com) and Dan Venturi (Bright Worxx) talk about ERISA issues regarding private equity, as well as mergers and acquisitions and the ramifications for the retirement plans involved. 

#14: That One About A Plan Provider Honor Code

Ary Rosenbaum (The Rosenbaum Law Firm P.C. and that401ksite.com) and Dan Venturi (Bright Worxx) discuss about an honor code for plan provider on what they should do and what they shouldn't do with other plan providers and plan sponsors.

Episode 13: That One About 3(16) ERISA Services

Ary Rosenbaum (The Rosenbaum Law Firm P.C. and that401ksite.com) and Dan Venturi (Bright Worxx) talk about ERISA 3(16) services and the issues regarding the plan providers that offer it, the different levels of service, and concerns for plan sponsors and plan providers interested in it.

Episode 12: That One About Payroll Provider TPAs

Ary Rosenbaum (The Rosenbaum Law Firm P.C. and that401ksite.com) and Dan Venturi (Bright Worxx) talk about the two top payroll providers who are also two of the largest 401(k) third-party administrators. They discuss the problems of payroll provider TPAs and why they should be avoided as well as why advisors refer work to them.

Episode 11: That One About Liability Pitfalls For Plan Sponsors and Providers

Ary Rosenbaum (The Rosenbaum Law Firm and that401ksite.com) and Dan Venturi (Bright Worxx) talk about liability pitfalls that plan sponsors and plan providers need to avoid.

Episode 10: That One That Is A Very Special Episode From Philadelphia

Ary Rosenbaum (The Rosenbaum Law Firm P.C., that401ksite.com) and Dan Venturi from Bright Worxx bring a very special episode from a suite at Citizens Bank Park after the conclusion of That 401(k) Conference from Philadelphia for their 10th episode.

Ary mentions that very special episodes of Diff'rent Strokes and how multiple times, the Drummond kids were kidnapped and something bad happened to Dudley. 

If you're an advisor, sign up for That 401(k) Conference in St. Petersburg on Thursday, March 7, 2019. http://that401ksite.com/that-401k-conference/

 

 

Episode 9: That One About Why 401(k) Advisors Should Team Up With Other Providers

Ary Rosenbaum (The Rosenbaum Law Firm P.C. and that401ksite.com) and Dan Venturi (Bright Worxx) explain why financial advisors should team up with other plan providers, which providers they should team up with, and what kind of resources that these providers can provide.

Episode 8: That One About The New Proposed MEP Regulation

Ary Rosenbaum (The Rosenbaum Law Firm and that401ksite.com) and Dan Venturi (Bright Worxx) discuss the proposed multiple employer regulations just issues by the Department of Labor.

Episode 7: That One About Form 5500 Issues

Now that October 15th has passed, Ary Rosenbaum (The Rosenbaum Law Firm and that401ksite.com) and Dan Venturi (Bright Worxx) talk about Form 5500 issues that will catch the attention of the IRS and DOL. 

Episode 6: That One About Common 401(k) Financial Advisor Mistakes

Ary Rosenbaum of The Rosenbaum Law Firm P.C. and that401ksite.com along with co-host Dan Venturi of Bright Worxx discuss the common mistakes that many 401(k) financial advisors make in their practice and tips how to avoid them.